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Investor Charter - Annexure B

Sathyamoorthy N – Investment Adviser Registered with SEBI

Investors’ Compliant Data for the month ending 31st January - 2024

Sr. No Received from Pending at the end of last month Received Resolved * Total Pending # Pending complaints > 3months Average Resolution time^ (in days)
1 Directly from Investors to IA 0 0 Not applicable 0 0 Not applicable
2 SEBI (SCORES) 0 0 Not applicable 0 0 Not applicable
3 Other Sources (if any) 0 0 Not applicable 0 0 Not applicable
Grand Total 0 0 0 0

^ Average Resolution time is the sum total of time taken to resolve each complaint in days, in the current month divided by total number of complaints resolved in the current month.

Trend of monthly disposal of complaints for last 6 months

Sr. No Month
Carried forward from previous month
Received
Resolved * Pending#
1 August 2023 0 0 Not applicable Not applicable
2 September 2023 0 0 Not applicable Not applicable
3 October 2023 0 0 Not applicable Not applicable
4 November 2023 0 0 Not applicable Not applicable
5 December 2023 0 0 Not applicable Not applicable
6 January 2024
0 0 Not applicable Not applicable
Grand Total 0 0

*Inclusive of complaints of previous months resolved in the current month.

#Inclusive of complaints pending as on the last day of the month.

Trend of annual disposal of complaints

Sr. No Financial Year
Carried forward from previous year
Received
Resolved * Pending#
1 2020-21 0 0 Not applicable Not applicable
2 2021-22 0 0 Not applicable Not applicable
3 2022-23 0 0 Not applicable Not applicable
Grand Total 0 0

*Inclusive of complaints of previous years resolved in the current year.

#Inclusive of complaints pending as on the last day of the year.